-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JSWzTKDEE682KhrRvgto+ku8sFKWZ1y7GrZ++fRswyBzNe3HhJ2LUXfeOP6KXcdj 8HHUyaYQTXd0/i9jaz2Xmg== 0000950110-96-000971.txt : 19960827 0000950110-96-000971.hdr.sgml : 19960827 ACCESSION NUMBER: 0000950110-96-000971 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19960826 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SCP POOL CORP CENTRAL INDEX KEY: 0000945841 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-MISC DURABLE GOODS [5090] IRS NUMBER: 363926337 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D SEC ACT: 1934 Act SEC FILE NUMBER: 005-46743 FILM NUMBER: 96620444 BUSINESS ADDRESS: STREET 1: 128 NORTHPARK BLVD CITY: COVINGTON STATE: LA ZIP: 70433 BUSINESS PHONE: 5048925521 MAIL ADDRESS: STREET 1: 128 NORTHPARK BLVD CITY: COVINGTON STATE: LA ZIP: 70433 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: WYNNEFIELD PARTNERS SMALL CAP VALUE LP CENTRAL INDEX KEY: 0000899083 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 133688497 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: ONE PENN PLAZA STREET 2: SUITE 4720 CITY: NEW YORK STATE: NY ZIP: 10119 BUSINESS PHONE: 2127600814 MAIL ADDRESS: STREET 1: ONE PENN PLAZA STREET 2: SUITE 4720 CITY: NEW YORK STATE: NY ZIP: 10119 SC 13D 1 SCHEDULE 13-D UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 SCP Pool Corporation - -------------------------------------------------------------------------------- (NAME OF ISSUER) Common Stock, Par Value $.001 Per Share - -------------------------------------------------------------------------------- (TITLE OF CLASS OF SECURITIES) 784028102 - -------------------------------------------------------------------------------- (CUSIP NUMBER) Joshua Landes, Wynnefield Partners Small Cap Value, L.P. One Penn Plaza, Suite 4720, New York, New York 10119, (212) 760-0814 and Jesse R. Meer, Esq. Berlack, Israels & Liberman, LLP, 120 West 45th Street, New York, N.Y. 10036, (212) 704-0100 - -------------------------------------------------------------------------------- (NAME, ADDRESS AND TELEPHONE NUMBER OF PERSONS AUTHORIZED TO RECEIVE NOTICES AND COMMUNICATIONS) August 15, 1996 - -------------------------------------------------------------------------------- (DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-I(b)(3) or (4), check the following box [ ]. Check the following box if a fee is being paid with the statement [x] (A fee is not required only if the reporting person (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) (Page 1 of 5 Pages) SCHEDULE 13D - ---------------------------- --------------------------------------- CUSIP NO. 784028102 PAGE 2 of 5 PAGES - ---------------------------- --------------------------------------- ------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON: Wynnefield Partners Small Cap Value, L. P. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: 13-3688497 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS WC - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS (2)(d) or (e) [ ] ------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OR ORGANIZATION Delaware ------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES 244,200 BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH ----------------------------------------- 8 SHARED VOTING POWER None ----------------------------------------- 9 SOLE DISPOSITIVE POWER 244,200 ----------------------------------------- 10 SHARED DISPOSITIVE POWER None - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 244,200 shares - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 5.78 - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON PN - -------------------------------------------------------------------------------- (Page 2 of 5 Pages) SCHEDULE 13D ITEM 1. SECURITY AND ISSUER. This statement relates to shares of the common stock, par value $.001 per share, of SCP Pool Corporation (the "Issuer"). The Issuer's principal executive offices are located at 128 Northpark Boulevard, Covington, Louisiana 70433-5070. ITEM 2. IDENTITY AND BACKGROUND. This statement is being filed by Wynnefield Partners Small Cap Value, L.P., a limited partnership formed under the laws of the State of Delaware (the "Partnership"). The principal business of the Partnership is investments, and the address of its principal offices is One Penn Plaza, Suite 4720, New York, New York 10119. Nelson Obus and Joshua Landes are the general partners of the Partnership, and their principal business address is the same as the Partnership's. The principal occupations of Messrs. Obus and Landes are acting as the general partners and managing investments of the Partnership. During the past five years, neither the Partnership, Mr. Obus nor Mr. Landes (a) has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) or (b) has been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction, as a result of which it or he was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. Messrs. Obus and Landes are citizens of the United States. ITEM 3. SOURCE AND AMOUNT OF FUND OR OTHER CONSIDERATION. The Securities (as defined in Item 5 below) were purchased by the Partnership for cash aggregating $4,119,738.96 including commissions. The cash was provided from the working capital of the Partnership. ITEM 4. PURPOSE OF TRANSACTION. The Partnership purchased the Securities (as defined in Item 5 below) for the purpose of investment. (Page 3 of 5 Pages) ITEM 5. INTEREST IN SECURITIES OF THE ISSUER. The Partnership owns 244,200 shares of the common stock of the Issuer (the "Securities"). The Securities represent approximately 5.78% of the common stock of the Issuer outstanding as of June 30, 1996, based on the Issuer's most recent quarterly report on Form 10-Q. Messrs. Obus and Landes, the general partners of the Partnership, have the sole power to vote, or to direct the vote, or to direct the sale or other disposition of, the Securities held by the Partnership. Messrs. Obus and Landes, as the general partners of the Partnership, have the sole power to receive or to direct the receipt of the proceeds from the sale of the Securities, or any dividends paid with respect to the Securities held by the Partnership. The Partnership purchased the Securities as set forth in the following table: =============================================================================== NUMBER OF SHARES PURCHASE DATE OF PURCHASE PURCHASED PRICE =============================================================================== December 28, 1995 3,000 $ 30,990.00 - -------------------------------------------------------------------------------- December 29, 1995 2,900 30,319.50 ------------------------------------------------------------------------------- February 2, 1996 5,000 59,775.00 ------------------------------------------------------------------------------- February 7, 1996 40,000 485,000.00 ------------------------------------------------------------------------------- February 13, 1996 5,000 60,300.00 ------------------------------------------------------------------------------- February 22, 1996 2,500 30,150.00 ------------------------------------------------------------------------------- February 27, 1996 2,500 30,800.00 ------------------------------------------------------------------------------- July 15, 1996 40,000 731,200.00 ------------------------------------------------------------------------------- July 17, 1996 37,500 676,875.00 ------------------------------------------------------------------------------- July 19, 1996 22,000 415,976.00 ------------------------------------------------------------------------------- July 22, 1996 23,500 447,675.00 ------------------------------------------------------------------------------- July 23, 1996 20,300 386,678.46 ------------------------------------------------------------------------------- August 15, 1996 40,000 734,000.00 ------------------------------------------------------------------------------- TOTAL 244,200 $4,119,738.96 =============================================================================== (Page 4 of 5 Pages) ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER. Neither the Partnership, Mr. Obus nor Mr. Landes has any contracts, arrangements, understandings or relationships (legal or otherwise) with respect to the Securities. None of the Securities is pledged or otherwise subject to a contingency, the occurrence of which would give another person voting or investment power over the Securities. ITEM 7. MATERIAL TO BE FILED AS EXHIBITS. None SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. August 20, 1996 - ----------------------------- (Date) WYNNEFIELD PARTNERS SMALL CAP VALUE, L.P. By: /s/ JOSHUA LANDES ----------------------------------------- (Signature) Joshua Landes, General Partner -------------------------------------------- (Name/Title) (Page 5 of 5 Pages) -----END PRIVACY-ENHANCED MESSAGE-----